solivagantjn2157 solivagantjn2157
  • 03-12-2017
  • Business
contestada

White-collar crime in which a stockbroker makes repeated trades with a client's account in order to fraudulently increase his or her commissions is known as

Respuesta :

Kalahira
Kalahira Kalahira
  • 15-12-2017
This illegal process is known as churning. By making trades over and over again, the stockbroker is receiving more commissions from all the trades, hurting the client. Churning can be thought of as continually turning over the contents of a portfolio.
Answer Link

Otras preguntas

In a voltaic cell, chemical energy is converted to (1) electrical energy, spontaneously (2) electrical energy, nonspontaneously (3) nuclear energy, spontaneousl
Which molecule contains a triple covalent bond? (1) H2 (3) O2 (2) N2 (4) Cl2
Which is an empirical formula? (1) P2 O5 (3) C2 H4(2) P4 O6 (4) C3 H6
what approaches meeting the challenge of the depression was president hoover against?
A person with a body temperature of 37°C holds an ice cube with a temperature of 0°C in a room where the air temperature is 20.°C. The direction of heat flow is
How is a fad diet different than a low calorie diet?
What is the oxidation state of nitrogen in the compound NH4Br? (1) –1 (3) –3 (2) +2 (4) +4
Which statement must be true for any chemical reaction at equilibrium? (1) The concentration of the products is greater than the concentration of the reactants.
8k/3=32 ??? How do i solve this???
Another question I need help with: Solve the equation. Round the solutions to the nearest hundredth. 4(x+5)²=32